Luhmann: Social Systems

Luhmann, Niklas. (1995). Social systems. Stanford, Calif.: Stanford University Press.

"What distinguishes autopoietic systems from machines and the closed systems of classical equilibrium thermodynamics is the recursivity of their operations: they ‘not only produce and change their own structures’ but ‘everything that is used as a unit by the system is produced as a unit by the system itself’” (xx).

“The theory of self-referential systems maintains that systems can differentiate only by self-reference, which is to say, only insofar as systems refer to themselves…in constituting their elements and their elemental operations” (9). “The…distinction between ‘closed’ and ‘open’ systems is replaced by the question of how self-referential closure can create openness” (9).

“Our thesis, namely, that there are systems, can now be narrowed down to: there are self-referential systems…there are systems that have the ability to establish relations with themselves and to differentiate these relations from relations with their environment” (13).

“There is agreement within the discipline today that the point of departure for all systems-theoretical analysis must be the difference between system and environment” (16). “The environment receives its unity through the system and only in relation to the system…Accordingly, the environment has no self-reflection or capacity to act” (17).

“As a paradigm, the difference between system and environment forces systems theory to replace the difference between the whole and its parts with a theory of system differentiation. System differentiation is nothing more than the repetition of system formation within systems” (18) “…the entire system multiplies itself as a multiplicity of system/environment differences” (18).

“The difference between system and environment must be distinguished from a second, equally constitutive difference: namely, the difference between element and relation” (20).

“Just as there are no systems without environments or environments without systems, there are no elements without relational connections or relations without elements” (20).

“Whether the unity of an element should be 0065lained as emergence ‘from below’ or as constitution ‘from above’ seems to be a matter of theoretical dispute. We opt decisively for the latter. Elements are elements only for the system that employs them as units and they are such only through this system. This is formulated in the concept of autopoiesis. One of the most important consequences is that systems of a higher (emergent) order can possess less complexity than systems of a lower order because they determine the unity and number of the elements that compose them’ thus in their own complexity they are independent of their material substratum…Thus emergence is not simply an accumulation of complexity, but rather an interruption and new beginning in the constitution of complexity” (22-3).

“We will call an interconnected collection of elements ‘complex’ when, because of immanent constraints in the elements’ connective capacity, it is no longer possible at any moment to connect every element with every other element” (24).

Autopoiesis: Self referent systems are systems ‘for themselves’, that are, “…independent of the cut of observation by others” (33). “ON the level of this self-referential organization, self-referential systems are closed systems, for they allow no other forms of processing in their self-determination. Thus. Social systems have no use for consciousness, and personal systems no use for frequency changes in the neuronal system” (34).

“The living system is inaccessible to the psychic system; it must itch, hurt, or in some other way attract attention in order to stir another level of system formation—the consciousness of the psychic system into operation” (40).

Chapter 2: Meaning

This chapter only concerns psychic and social systems.

“Psychic and social systems have evolved together. At any time the one kind of system is the necessary environment of the other…Persons cannot emerge and continue to exist without social systems, nor can social systems without persons…Both kinds of systems are ordered according to it [a common achievement, namely, meaning], and for both it si binding as the indispensable, undeniable form of their complexity and self-reference. We call this evolutionary achievement ‘meaning’” (59). Meaning forces a narrowing down of options and leads directly to selection. Anything of importance is perceived vis-à-vis meaning.

Meaning exists on the plane between what should be and what is. “…meaning processing constantly shapes anew the meaning-constitutive difference between actuality and potentiality. Meaning is the continual actualization of potentialities” (65).

Information is the key to allowing meaning to be understood as beyond a mere tautology. Meaning is a tautology because it defines itself by the system in that it exists. Meaning is, “…processing of itself by itself” (67). Information is, “…an event that selects system states” (67).

Information is, by definition, something that informs. Thus, once it has been digested by a system, is ceases to be information and essentially dies. Information selects system states, that is, new data that enters the system allows the system to reiterate itself.

“Thus no meaning-constituting system can escape the meaningfulness of all its own processes. But meaning refers to further meaning. The circular closure of these references appears in its unity as the ultimate horizon of all meaning: as the world” (69). The world takes on a character that is transcendent, god-like: “The historical semantics of different concepts of ‘world’ has reflected in many ways this double status of the world as simultaneously containing and transcending itself as description: …the relationship to a God who can be experienced everywhere as the center of the world, but nowhere as its boundary” (69).

Chapter 3: Double Contingency

“…action cannot take place if alter makes his action dependent on how ego acts, and ego wants to connect his action to alter’s. A pure circle of self-referential determination, lacking any further elaboration, leaves action indeterminate, makes it indeterminable. This is not a matter of mere behavioral agreement, nor of coordinating the interests of intentions of different actors. Instead, it concerns a basic condition of possibility for social actions as such. No action can occur without first solving this problem of double contingency…” (103).

The basic situation of double contingency is then simple: two black boxes, by whatever accident, come to have dealing with one another” (109). This situation is very reminiscent of Sartre’s construction of the self’s relation to the other.

Chapter 4: Communication and Action

Are social systems made up of actions, or communications? What is the relationship between the two? “…the basal process of social systems, which produces their elements, can only be communication” (138).

Action is necessary for interpreting communication; communication does not imply action. “The difference between constitution and observation can and must e built back into the theory. In this chapter, the concepts of communication and action accomplished that. Communication is the elemental unit of self-constitution; action is the elemental unit of social systems; self-observation and self-description…Therefore the question of which individuals, atoms, and elements compose social systems cannot be answered more simply. Any simplification at this point would mean a loss in the wealth of references, which a general theory of social systems can hardly afford” (175).

Chapter 5: System and Environment

“Everything that happens belongs to a system (or to many systems) and always at the same time to the environment of other systems...every increase in complexity in one place increases the complexity of the environment for all other systems (177).

Chapter 6: Interpenetration

“This chapter deals with a specific environment of social systems: human beings and their relations to social systems” (210). Relations of interpenetration and binding are a core feature of the relationship between human beings and social systems, as well as human beings and other human beings.

“The foregoing theoretical preparations allow us to formulate a question. We distinguished social interpenetration from interhuman interpenetration. Moreover, by examining problems of complexity and relationships of interpenetration, we explained the advantages of binary schematisms. Our question now is: is there a binary schematism that can serve both kinds of interpenetration at once, that works in a way functionally diffuse enough to reduce the complexity of both social interpenetration and interhuman interpenetration? The answer is yes. This is the special function of morality” (234). “Morality is a symbolic generalization that reduces the full reflexive complexity of doublely contingent ego/alter relations to expressions of esteem and by this generalization open up (1) room for the freeplay of conditionings and (2) the possibility of reconstructing complexity through the binary schematism esteem/distain [seen as the effect of morality on subjects’ view of other, or ego’s view of alter]” (236).

“To be sure, legs remain leg and ears remain ears, despite all sociocultural evolution. As environment, the body is given in advance to society…But as a highly complex agglomeration of systems, one that can therefore be conditioned, the body has a meaning that allows complexity in social systems to appear as available: one immediately sees, takes into account, and anticipates that one can behave in one way or another. But this unity of complexity, as well as this immediacy in orienting to it, are not the body itself; they become a unity and an immediacy only in the difference schemata produced by interpenetration” (251).

Chapter 7: The Individuality of Psychic Systems

Social systems represent the environment for psychic systems. While individualists believe that the psychic system can be observed sans the social system, this account clearly claims that this is not possible. “Every versions of individualist reductionism has encountered the objection that, as reductionism, it cannot be fair to the ‘emergent’ properties of social systems” (256).

“The contention that social systems are not composed of individuals and cannot be created out of bodily or psychic processes does not mean, of course, that there are not individuals in the world of social systems. On the contrary, a theory of self-referential autopoietic social systems provokes the question of psychic systems’ self-referential autopoiesis and with it the question of how psychic systems can establish their self-reproduction, the ‘stream’ of their ‘conscious life,’ from one moment to the next so that its closure is compatible with an environment of social systems” (257).

Chapter 8: Structure and Time

Structure is not a sensible way for a theory of autopoietic systems to develop. Self-referential theories to not fall into the structuralist or structuralist functionalist realm of sociological theories. That structure is being discussed in chapter 8 of this book indicates its relative importance to the theory.

Chapter 9: Contradiction and Conflict

Chapter 10: Society and Interaction

Chapter 11: Self-Reference and Rationality

Chapter 12: Consequences for Epistemology